The ggalluvial package is a ggplot2 extension for producing alluvial plots in a tidyverse framework. The design and functionality were originally inspired by the alluvial package and have benefitted from the feedback of many users. This vignette
Unlike most alluvial and related diagrams, the plots produced by ggalluvial are uniquely determined by the data set and statistical transformation. The distinction is detailed in this blog post.
Many other resources exist for visualizing categorical data in R, including several more basic plot types that are likely to more accurately convey proportions to viewers when the data are not so structured as to warrant an alluvial plot. In particular, check out Michael Friendly’s vcd and vcdExtra packages (PDF) for a variety of statistically-motivated categorical data visualization techniques, Hadley Wickham’s productplots package and Haley Jeppson and Heike Hofmann’s descendant ggmosaic package for product or mosaic plots, and Nicholas Hamilton’s ggtern package for ternary coordinates. Other related packages are mentioned below.
Here’s a quintessential alluvial plot:
The next section details how the elements of this image encode information about the underlying dataset. For now, we use the image as a point of reference to define the following elements of a typical alluvial plot:
Classaxis contains four strata:
Survivedvariable, indicated by its fill color.
As the examples in the next section will demonstrate, which of these elements are incorporated into an alluvial plot depends on both how the underlying data is structured and what the creator wants the plot to communicate.
ggalluvial recognizes two formats of “alluvial data”, treated in detail in the following subsections, but which basically correspond to the “wide” and “long” formats of categorical repeated measures data. A third, tabular (or array), form is popular for storing data with multiple categorical dimensions, such as the
UCBAdmissions datasets.1 For consistency with tidy data principles and ggplot2 conventions, ggalluvial does not accept tabular input;
base::data.frame() converts such an array to an acceptable data frame.
The wide format reflects the visual arrangement of an alluvial plot, but “untwisted”: Each row corresponds to a cohort of observations that take a specific value at each variable, and each variable has its own column. An additional column contains the quantity of each row, e.g. the number of observational units in the cohort, which may be used to control the heights of the strata.2 Basically, the wide format consists of one row per alluvium. This is the format into which the base function
as.data.frame() transforms a frequency table, for instance the 3-dimensional
head(as.data.frame(UCBAdmissions), n = 12)
## Admit Gender Dept Freq ## 1 Admitted Male A 512 ## 2 Rejected Male A 313 ## 3 Admitted Female A 89 ## 4 Rejected Female A 19 ## 5 Admitted Male B 353 ## 6 Rejected Male B 207 ## 7 Admitted Female B 17 ## 8 Rejected Female B 8 ## 9 Admitted Male C 120 ## 10 Rejected Male C 205 ## 11 Admitted Female C 202 ## 12 Rejected Female C 391
is_alluvia_form(as.data.frame(UCBAdmissions), axes = 1:3, silent = TRUE)
##  TRUE
This format is inherited from the first version of ggalluvial, which modeled it after usage in alluvial: The user declares any number of axis variables, which
stat_stratum() recognize and process in a consistent way:
ggplot(as.data.frame(UCBAdmissions), aes(y = Freq, axis1 = Gender, axis2 = Dept)) + geom_alluvium(aes(fill = Admit), width = 1/12) + geom_stratum(width = 1/12, fill = "black", color = "grey") + geom_label(stat = "stratum", aes(label = after_stat(stratum))) + scale_x_discrete(limits = c("Gender", "Dept"), expand = c(.05, .05)) + scale_fill_brewer(type = "qual", palette = "Set1") + ggtitle("UC Berkeley admissions and rejections, by sex and department")
An important feature of these plots is the meaningfulness of the vertical axis: No gaps are inserted between the strata, so the total height of the plot reflects the cumulative quantity of the observations. The plots produced by ggalluvial conform (somewhat; keep reading) to the “grammar of graphics” principles of ggplot2, and this prevents users from producing “free-floating” visualizations like the Sankey diagrams showcased here.3 ggalluvial parameters and existing ggplot2 functionality can also produce parallel sets plots, illustrated here using the
ggplot(as.data.frame(Titanic), aes(y = Freq, axis1 = Survived, axis2 = Sex, axis3 = Class)) + geom_alluvium(aes(fill = Class), width = 0, knot.pos = 0, reverse = FALSE) + guides(fill = FALSE) + geom_stratum(width = 1/8, reverse = FALSE) + geom_text(stat = "stratum", aes(label = after_stat(stratum)), reverse = FALSE) + scale_x_continuous(breaks = 1:3, labels = c("Survived", "Sex", "Class")) + coord_flip() + ggtitle("Titanic survival by class and sex")
This format and functionality are useful for many applications and will be retained in future versions. They also involve some conspicuous deviations from ggplot2 norms:
axis[0-9]*position aesthetics are non-standard: they are not an explicit set of parameters but a family based on a regular expression pattern; and at least one, but no specific one, is required.
stat_alluvium()ignores any argument to the
groupto link the rows of the internally-transformed dataset that correspond to the same alluvium.
stratumvariable produced by
geom_text()) is not available before the statistical transformation is performed and must be recovered using
scale_x_continuous()) to reflect the implicit categorical variable identifying the axis.
Furthermore, format aesthetics like
fill are necessarily fixed for each alluvium; they cannot, for example, change from axis to axis according to the value taken at each. This means that, although they can reproduce the branching-tree structure of parallel sets, this format and functionality cannot produce alluvial plots with the color schemes featured here (“Alluvial diagram”) and here (“Controlling colors”), which are “reset” at each axis.
The long format recognized by ggalluvial contains one row per lode, and can be understood as the result of “gathering” (in the dplyr sense) or “pivoting” (in the Microsoft Excel sense) the axis columns of a dataset in the alluvia format into a key-value pair of columns encoding the axis as the key and the stratum as the value. This format requires an additional indexing column that links the rows corresponding to a common cohort, i.e. the lodes of a single alluvium:
<- to_lodes_form(as.data.frame(UCBAdmissions), UCB_lodes axes = 1:3, id = "Cohort") head(UCB_lodes, n = 12)
## Freq Cohort x stratum ## 1 512 1 Admit Admitted ## 2 313 2 Admit Rejected ## 3 89 3 Admit Admitted ## 4 19 4 Admit Rejected ## 5 353 5 Admit Admitted ## 6 207 6 Admit Rejected ## 7 17 7 Admit Admitted ## 8 8 8 Admit Rejected ## 9 120 9 Admit Admitted ## 10 205 10 Admit Rejected ## 11 202 11 Admit Admitted ## 12 391 12 Admit Rejected
is_lodes_form(UCB_lodes, key = x, value = stratum, id = Cohort, silent = TRUE)
##  TRUE
The functions that convert data between wide (alluvia) and long (lodes) format include several parameters that help preserve ancillary information. See
help("alluvial-data") for examples.
The same stat and geom can receive data in this format using a different set of positional aesthetics, also specific to ggalluvial:
x, the “key” variable indicating the axis to which the row corresponds, which are to be arranged along the horizontal axis;
stratum, the “value” taken by the axis variable indicated by
alluvium, the indexing scheme that links the rows of a single alluvium.
Heights can vary from axis to axis, allowing users to produce bump charts like those showcased here.5 In these cases, the strata contain no more information than the alluvia and often not plotted. For convenience, both
stat_flow() will accept arguments for
alluvium even if none is given for
stratum.6 As an example, we can group countries in the
Refugees dataset by region, in order to compare refugee volumes at different scales:
data(Refugees, package = "alluvial") <- c( country_regions Afghanistan = "Middle East", Burundi = "Central Africa", `Congo DRC` = "Central Africa", Iraq = "Middle East", Myanmar = "Southeast Asia", Palestine = "Middle East", Somalia = "Horn of Africa", Sudan = "Central Africa", Syria = "Middle East", Vietnam = "Southeast Asia" )$region <- country_regions[Refugees$country] Refugeesggplot(data = Refugees, aes(x = year, y = refugees, alluvium = country)) + geom_alluvium(aes(fill = country, colour = country), alpha = .75, decreasing = FALSE) + scale_x_continuous(breaks = seq(2003, 2013, 2)) + theme_bw() + theme(axis.text.x = element_text(angle = -30, hjust = 0)) + scale_fill_brewer(type = "qual", palette = "Set3") + scale_color_brewer(type = "qual", palette = "Set3") + facet_wrap(~ region, scales = "fixed") + ggtitle("refugee volume by country and region of origin")
The format allows us to assign aesthetics that change from axis to axis along the same alluvium, which is useful for repeated measures datasets. This requires generating a separate graphical object for each flow, as implemented in
geom_flow(). The plot below uses a set of (changes to) students’ academic curricula over the course of several semesters. Since
stat_flow() by default (see the next example), we override it with
stat_alluvium() in order to track each student across all semesters:
data(majors) $curriculum <- as.factor(majors$curriculum) majorsggplot(majors, aes(x = semester, stratum = curriculum, alluvium = student, fill = curriculum, label = curriculum)) + scale_fill_brewer(type = "qual", palette = "Set2") + geom_flow(stat = "alluvium", lode.guidance = "frontback", color = "darkgray") + geom_stratum() + theme(legend.position = "bottom") + ggtitle("student curricula across several semesters")
The stratum heights
y are unspecified, so each row is given unit height. This example demonstrates one way ggalluvial handles missing data. The alternative is to set the parameter
TRUE.7 Missing data handling (specifically, the order of the strata) also depends on whether the
stratum variable is character or factor/numeric.
Finally, lode format gives us the option to aggregate the flows between adjacent axes, which may be appropriate when the transitions between adjacent axes are of primary importance. We can demonstrate this option on data from the influenza vaccination surveys conducted by the RAND American Life Panel. The data, including one question from each of three surveys, has been aggregated by response profile: Each “subject” (mapped to
alluvium) actually represents a cohort of subjects who responded the same way on all three questions, and the size of each cohort (mapped to
y) is recorded in “freq”.
data(vaccinations) <- transform(vaccinations, vaccinations response = factor(response, rev(levels(response)))) ggplot(vaccinations, aes(x = survey, stratum = response, alluvium = subject, y = freq, fill = response, label = response)) + scale_x_discrete(expand = c(.1, .1)) + geom_flow() + geom_stratum(alpha = .5) + geom_text(stat = "stratum", size = 3) + theme(legend.position = "none") + ggtitle("vaccination survey responses at three points in time")
This plot ignores any continuity between the flows between axes. This “memoryless” plot produces a less cluttered plot, in which at most one flow proceeds from each stratum at one axis to each stratum at the next, but at the cost of being able to track each cohort across the entire plot.
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See Friendly’s tutorial, linked above, for a discussion.↩︎
Previously, quantities were passed to the
weight aesthetic rather than to
y. This prevented
scale_y_continuous() from correctly transforming scales, and anyway it was inconsistent with the behavior of
geom_bar(). As of version 0.12.0,
weight is an optional parameter used only by computed variables intended for labeling, not by polygonal graphical elements.↩︎
stat_stratum() will similarly accept arguments for
alluvium. If both strata and either alluvia or flows are to be plotted, though, all three parameters need arguments.↩︎
Be sure to set
na.rm consistently in each layer, in this case both the flows and the strata.↩︎